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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-04-27 |
Branch Locations
2255 Glades Rd Ste 324A, Boca Raton, FL 33431 • United States
Boca Raton, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | Westbury | NY | 11/2013 | 02/2017 |
| Aegis Capital Corp | Boca Raton | FL | 02/2017 | 03/2020 |
| Cetera Investment Services Llc | St Cloud | MN | 03/2020 | Present |
| Cetera Investment Advisers Llc | Boca Raton | FL | 03/2020 | Present |
1. OWNER, PROJECT MANAGER, AND DESIGN CONSULTANT OF PERFECT HOME CONSTRUCTION; 2. REAL ESTATE ASSOCIATE; RESIDENTIAL HOME SALES AND RENTALS; 5 HRS/WK 3. CO-OWNER OF GROUP HEALTH SOLUTIONS; SALE OF GROUP HEALTH AND DISABILITY INSURANCE TO BUSINESS OWNERS; 2 HRS/WK.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-11 |
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