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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-10-01 |
| TX | RA | APPROVED | 2020-10-01 |
Branch Locations
2625 Butterfield Rd Suite 300C, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith | Chicago | IL | 08/2007 | 10/2020 |
| Bank Of America,Na | Chicago | IL | 12/2009 | 10/2020 |
| Wells Fargo Advisors Financial Network, Llc | Oak Brook | IL | 10/2020 | Present |
DOMBROWSKI WEALTH MANAGEMENT, INV RELATED, OAK BROOK, IL, 100% OWNERSHIP, START 10/1/2020, 160 HOUR PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE.| ESTATE FOR AUNT; INV RELATED; LISLE AND BLUE ISLAND, IL; TRUSTEE; START DATE 04/21/2025; 5 HOURS PER MONTH; 0 HOURS DURING TRADING| ESTATE FOR AUNT; INV RELATED; BLUE ISLAND, IL; EXECUTOR; START DATE 04/25/2025; 5 HOURS PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-04 |
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