Richard Austin Holtan

Employer firm

Nwf Advisory Services Inc CRD 110410

$6.43B regulatory AUM 109 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1984 → Present
  Financial Services Investment Corp
  Las Vegas, NV
• 04/2005 → 01/2024
  Crown Capital Securities, Lp
  Orange, CA
• 05/2013 → Present
  Interactive Financial Advisors
  Las Vegas, NV
• 01/2024 → Present
  Osaic
  Las Vegas, NV
• 01/2024 → Present
  The Ameriflex Group
  Las Vegas, NV

Previous Registrations

• 2024-01-26 → 2025-07-02
  The Ameriflex Group
  Las Vegas, NV
• 2009-05-26 → 2024-01-24
  Crown Capital Securities, L.P.
  Las Vegas, NV
  Flagstaff, AZ
  Las Vegas, NV
  Las Vegas, NV
  Las Vegas, NV
  North Las Vegas, NV
  Las Vegas, NV
  Henderson, NV
  Las Vegas, NV
  Las Vegas, NV
  Bluffton, SC
  Las Vegas, NV
• 2013-05-17 → 2013-12-31
  Interactive Financial Advisors
  Las Vegas, NV

Other Businesses

1. FINANCIAL SERVICES & INVESTMENT CORP OF NV POSITION: Owner NATURE: Marketing of life insurance and fixed annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 07/01/1984 ADDRESS: 6980 O'Bannon Drive, Suite 500, Las Vegas NV 89117, United States DESCRIPTION: President/Owner. Sales of Life Insurance and Fixed Annuities 2. THE AMERIFLEX GROUP POSITION: Investment Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 100 START DATE: 01/17/2024 ADDRESS: 8475 W Sunset Rd, Ste 101, Las Vegas NV 89113, United States DESCRIPTION: Provide Comprehensive Wealth Management, Financial Planning, and Investment Advisory Services 3. MBA CAPITAL ADVISORS POSITION: Referral Partner NATURE: This is the DBA of another Advisor(s) with whom I have a referral partnership. We are listed on each other's websites. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2024 ADDRESS: 6980 O'Bannon Dr., Ste 500, Las Vegas NV 89117, United States DESCRIPTION: Referral-based partnership where I am listed on the website of another Financial Advisor. 4. NWF ADVISORY SERVICES, INC POSITION: Investment Advisor Rep NATURE: Corporation; Registered Investment Adviser INVESTMENT RELATED: Yes NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 80 START DATE: 06/02/2025 ADDRESS: 6980 O'Bannon Dr, Ste 500, Las Vegas NV 89117, United States DESCRIPTION: I provide advisory services such as wrap, fee accounts, and financial plans. I devote about half of my time to his business.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-05-22
• S63 Uniform Securities Agent State Law Examination
  1994-01-05