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Christopher Vito Parisi

Guggenheim Investments

New York, NY

Chicago, IL

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Current Employers
Guggenheim Investments

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2014-03-04
  • IL RA
    APPROVED
    Since 2014-03-04

Branch Locations

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

227 West Monroe Street 7Th Floor, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Claymore Securities, Inc. Lisle IL 02/2010 Present
  • 02/2010 → Present
    Claymore Securities, Inc.
    Lisle, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-01-30
S63 Uniform Securities Agent State Law Examination 1993-11-10
  • S65 Uniform Investment Adviser Law Examination
    2004-01-30
  • S63 Uniform Securities Agent State Law Examination
    1993-11-10

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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