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70 Jefferson Blvd 4Th Floor, Warwick, RI 02888 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-04-21 |
| RI | RA | APPROVED | 2004-06-30 |
Branch Locations
70 Jefferson Blvd. 4Th Floor, Warwick, RI 02888 • UNITED STATES
70 Jefferson Blvd 4Th Floor, Warwick, RI 02888 • United States
70 Jefferson Blvd., Warwick, RI 02888 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self | Warwick | RI | 11/2015 | Present |
| Self | Warwick | RI | 12/2002 | Present |
| Diversified Resources, Llc | Warwick | RI | 01/2015 | Present |
(1.) NAME OF OBA: KAREN J. BACON, INDEPENDENT INSURANCE AGENT; ADDRESS OF OBA: WARWICK, RI 02888; NATURE: CONDUCTS INDEPENDENT PERSONAL INSURANCE SALES (TERM INSURANCE, LONG TERM DISABILITY INSURANCE AND LONG TERM CARE INSURANCE); INVESTMENT RELATED: YES; TITLE: INDEPENDENT INSURANCE AGENT; DUTIES: MANAGING THE BUSINESS AND AFFECTING SALES; START DATE: 12/2002; APPROX. NUMBER OF HOURS/MONTH: 10; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: SOME MAY BE DURING TRADING HOURS; (2.) NAME OF OBA: PRIVATE RENTAL REAL ESTATE; ADDRESS OF OBA: WARWICK, RI 02888; NATURE: REAL ESTATE; INVESTMENT RELATED: YES; TITLE: OWNER; DUTIES: ASSISTING TENANTS AS NEEDED WITH ANY ISSUES IN THE PROPERTY AND MANAGEMENT OF THE PROPERTY; START DATE: 11/2015; APPROX. NUMBER OF HOURS/MONTH: 0-2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0. (3) NAME OF OBA: CAPITAL CONDO ASSOCIATION; ADDRESS OF OBA: WARWICK, RI 02888; NATURE: MANAGEMENT AND FINANCIAL; INVESTMENT RELATED: NO; TITLE: PRESIDENT AND TREASURER; DUTIES: PRESIDENT - BUILDING MANAGEMENT DUTIES, WORKING WITH VENDORS, AND OTHER OWNERS FOR GENERAL MAINTENANCE, BUILDING IMPROVEMENTS, AND ANY ISSUES THAT MAY ARISE; TREASURER - FINANCIAL MANAGEMENT OF THE ASSOCIATION, BASIC BOOKKEEPING DUTIES, RECORDKEEPING, BANKING, CASH MANAGEMENT, FINANCIAL PLANNING, AND INTERNAL CONTROLS; START DATE: 03/08/2024; APPROX. NUMBER OF HOURS/MONTH: 2-4; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 2-4.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-05 |
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