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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-02-20 |
Branch Locations
1545 Us Highway 206 Ste 300, Bedminster, NJ 07921 • United States
Morristown, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Florham Park | NJ | 11/2011 | 02/2019 |
| Lpl Financial Llc | Bedminster | NJ | 02/2019 | Present |
1)12/19/2018 - Gladstone Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2019 2) 12/19/2018 - Non-Variable Insurance - inv rel - at reported business location(s) - start: 01/2019
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-22 |
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