Michael Brian Kemp

Current Employers

Employment History

• 02/2012 → 04/2021
  Ubs Financial Services Inc
  Roanoke, VA
• 05/2021 → Present
  Rbc Capital Markets, Llc
  Roanoke, VA
• 03/2022 → Present
  City National Bank
  Roanoke, VA

Previous Registrations

• 2012-02-27 → 2021-05-13
  Ubs Financial Services Inc.
  Roanoke, VA
  Isle Of Palms, SC
  Isle Of Palms, SC
• 2009-06-01 → 2012-03-05
  Morgan Stanley
  Roanoke, VA
• 2001-06-15 → 2009-06-01
  Citigroup Global Markets Inc.
  Roanoke, VA
  Roanoke, VA

Other Businesses

YMCA / 520 CHURCH AVE. ROANOKE,VA 24016 / EXERCISE / COMMUNITY SERVICE / MEMBER OF BOARD OF DIRECTORS / / ENDOWMENT / FINANCE COMMITTEE / BOD / START DATE 1/22/2013 / 2 HRS PER QUARTER YMCA - Join Us In Something Bigger Campaign / 520 Church Ave. Roanoke,Virginia 24016 / Charity/ Charity / Fund Raising / Leadership role with political campaign, action committee, party or committee / / Help raise money for the Y / Start Date 1/1/2019 / (2) NAME OF ENTITY: Fellow of Christian Athletes VMI ADDRESS: 8701 Leeds Rd, Kansas City, MO 64129 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Charity CAPACITY: Board of Directors START DATE: 8/31/19 DUTIES: Meet approx. 1 time per month. Help support the ministry at VMI. HOURS DEVOTED PER MONTH: .50 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Carolina In My Mind LLC ADDRESS: 408 Carolina Blvd., Isle of Palms, SC 29451 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental CAPACITY: Owner - Active START DATE: 06/26/20 DUTIES: Help my wife with rental duties when I am down at the rental house. Upkeep and normal maintenance. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (4) NAME OF ENTITY: YMCA / Exec. Comm ADDRESS: INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Executive Committee CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 09.01.2022 DUTIES: Executive Committee HOURS DEVOTED PER MONTH: 0.25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (5) NAME OF ENTITY: YMCA of Virginia's Blue Ridge ADDRESS: 520 Church Ave. Roanoke VA 24016 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: YMCA We combine spirit, mind, and body in an integrated approach to well-being that goes beyond just START DATE: 09/01/23 CAPACITY: Other - Secretary of the BOD DUTIES: The Secretary shall issue notices of all meetings of the BOD, shall keep minutes of all meetings of the BOD and the Executive Committee, shall be custodian of all corporate records, and shall perform other duties as are incident to the office or as are properly requested by the Chair or BODs. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (6) NAME OF ENTITY: Virginia Military Institute (VMI) Keydet Club ADDRESS: Lexington VA 24450 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Raises funds for VMI athletics START DATE: 09/01/23 CAPACITY: Other - to serve on the Finance Committee. DUTIES: Help the Keydet Club at VMI with managing their assets. HOURS DEVOTED PER MONTH: 0.25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-01-28
• S63 Uniform Securities Agent State Law Examination
  1994-01-21