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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2020-05-21 |
| TX | RA | APPROVED_RES | 2013-09-25 |
| CA | RA | APPROVED | 2013-09-20 |
Branch Locations
1 Cowboys Way Suite 450, Frisco, TX 75034 • United States
Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | El Segundo | CA | 09/2013 | Present |
| City National Bank | El Segunda | CA | 10/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-24 |
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