Best Investors Account Sign in
Claim This Profile
Current Employers
United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-07-10
  • FL RA
    APPROVED
    Since 2018-07-10

Branch Locations

500 E Broward Blvd Ste 1020, Fort Lauderdale, FL 33394 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 04/2016 06/2018
Cambridge Investment Research Advisors, Inc Fairfield IA 04/2016 06/2018
United Capital Financial Advisors, Llc Newport Beach CA 07/2018 Present
Cetera Advisor Networks El Segundo CA 07/2018 08/2020
  • 04/2016 → 06/2018
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 04/2016 → 06/2018
    Fairfield, IA
  • 07/2018 → Present
    United Capital Financial Advisors, Llc
    Newport Beach, CA
  • 07/2018 → 08/2020
    Cetera Advisor Networks
    El Segundo, CA
Previous Registrations
Other Businesses

1. Owner of Real Estate - M. Mader, a real estate organization. Organization's primary address is in Coral Springs, FL. Organization is not primarily engaged in investment-related activity. Start date is April 1, 2022. Three hours per week. Duties include general management of the organization. 2. Owner of Michael Mader Georgia SFH, a holding company for a single family home. Organization's primary address is in Georgia. Organization is not primarily engaged in investment-related activity. Start date was August 5, 2022. Five hours per month. Duties include general management of the organization. 3. Owner of residential rental property in Macon, GA. Activity is not primarily engaged in investment-related activity. Start date is March 13, 2023. Four hours per month. Duties include the general management of the property. 4. National Associations of Estate Planning Councils (NAEPC) ; Non investment related business; Westlake, Ohio; NAEPC is the national network of affiliated estate planning councils and credentialed professionals drawn together to achieve excellence in estate planning; Advisory Board Member; OCT 2025; 4 hours per month; 0 hours during security trading hours;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-03-19
  • S63 Uniform Securities Agent State Law Examination
    2007-03-19

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fort Lauderdale, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor