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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-10 |
| NM | RA | APPROVED | 2022-08-09 |
Branch Locations
6000 Uptown Blvd. Ne Ste 100, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farmers Insurance Group | Albuquerque | NM | 08/2003 | 12/2018 |
| Farmers Financial Solutions | Albuquerque | NM | 12/2003 | 12/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2022 | Present |
| Geissler Agency Inc | Albuquerque | NM | 01/2003 | Present |
1) GEISSLER AGENCY INC, 6000 UPTOWN BLVD NE STE 100, ALBUQUERQUE, NM, 03/01/2019. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-25/WK-20/TRADING. 2) APRILYN CHAVEZ GEISSLER, NOTARY PUBLIC, 6000 UPTOWN BLVD NE STE 100, ALBUQUERQUE, NM, 03/2019. NOTARY PUBLIC. NIR, 1 HR/MO 1 HR/MO TRADING 3) GATEWAY INSURANCE GROUP, INC,6000 UPTOWN BLVD NE STE 100, ALBUQUERQUE, NM, 01/2019. FIRST EXECUTIVE OFFICER/AGENT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-10/WK-5/TRADING. 4) UNM ALUMNI ASSOCIATION FINANCE COMMITTEE, 1 UNIVERSITY OF NEW MEXICO, ALBUQUERQUE, NM, BOARD MEMBER OF A NON-PUBLIC ENTITY, 1/MO- 1/TRADING 5) GATEWAY INSURANCE AND FINANCIAL SERVICES, 6000 UPTOWN BLVD, NE, STE 100, ALBUQUERQUE, NM, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 04/2020, INV REL, VICE PRESIDENT, 25 HR/WK- 25 HR/TRADING 6) ALL IN AUTOGRAPHS, LLC, 6000 UPTOWN BLVD NE, STE 100, ALBUQUERQUE NM, 03/2021, NIR, 5 HR/MO- 0/TRADING HR. 7) NAIFA, NATIONAL ASSOC OF INSURANCE AND FINANCIAL ADVISORS. 2901 TELESTAR CT, FALLS CHURCH, VA, 01/2021, NATIONAL TRUSTEE, BOARD OF DIRECTORS, 3 HR/MO- 3/TRADING HR. 8) DRAGONS HOUSE VENTURES LLC, Albuquerque NM 87110, 03/2023, OWNER, REAL ESTATE, NIR, 1 HR/MO 0 HR/MO TRADING 9) SHANE WESTHOELTER PRIVATE FOUNDATION, Albuquerque NM 87110, 04/2023, Board Member, CIRA Affiliation, INV REL, 2 HR/MO 0 HR/MO TRADING 10) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 09/2023, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING 11) NEW MEXICO SPORTS HALL OF FAME, PO Box 3826, Albuquerque NM 87190, 10/2023, Board Member, NIR, 2 HR/MO - 0 HR/MO TRADING. 12) WOMEN IN FINANCIAL SERVICES, 1800 E. Ray Rd., Suite A106, Chandler AZ 95225, Board Member, NIR, 5 HR/MO - 1 HR/MO TRADING. 13) COAL VAULT COLLECTIVE LLC, 6000 Uptown Blvd NE, Ste 100, Albuquerque NM 87110, United States, 05/2026, Vice President, Owner/Partner of a Business Entity, NIR, 5 HR/MO 0 HR/MO TRADING 14) UN-17 - CODA CLUB/ALIBI RYE SOCIAL CLUB, 419 Coal Ave SW, Albuquerque NM 87102, 05/25/2026, VICE PRESIDENT, FOOD/BEVERAGE SERVICES, NIR, 5 HR/MO - 0 HR/MO TRADING .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-26 |
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