Best Investors Account Sign in
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-08-14
TX RA APPROVED_RES 2015-05-08
CO RA APPROVED 1999-01-01
  • MO RA
    APPROVED
    Since 2024-08-14
  • TX RA
    APPROVED_RES
    Since 2015-05-08
  • CO RA
    APPROVED
    Since 1999-01-01

Branch Locations

2438 Research Pkwy Ste 105, Colorado Springs, CO 80920-1094 • United States

Climax Springs, MO • United States

Colorado Spgs, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Colorado Springs CO 08/1993 03/2020
Ameriprise Financial Services, Llc Colorado Springs CO 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 2438 research parkway suite#105, , colorado springs, CO, 80920; Not Investment-Related; 04/01/2013. Business Ownership; Lampo LLC; ; Consulting; 2438 research pkwy suite#105 Colorado Springs, Co 80920, ,; Investment-Related; 05/31/2016; 40 to 59 hours per month; 60 during trading hours / G&H Group LLC; manager; Real Estate Management LLC; 2438 research parkway suite#105, , colorado springs, CO, 80920; Investment-Related; 11/01/2012; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-04-14
  • S63 Uniform Securities Agent State Law Examination
    1994-04-14
Designations
  • Chartered Financial Consultant

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Colorado Springs, CO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor