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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-08-14
TX RA APPROVED_RES 2015-05-08
CO RA APPROVED 1999-01-01
  • MO RA
    APPROVED
    Since 2024-08-14
  • TX RA
    APPROVED_RES
    Since 2015-05-08
  • CO RA
    APPROVED
    Since 1999-01-01

Branch Locations

2438 Research Pkwy Ste 105, Colorado Springs, CO 80920-1094 • United States

Climax Springs, MO • United States

Colorado Spgs, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Colorado Springs CO 08/1993 03/2020
Ameriprise Financial Services, Llc Colorado Springs CO 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 2438 research parkway suite#105, , colorado springs, CO, 80920; Not Investment-Related; 04/01/2013. Business Ownership; Lampo LLC; ; Consulting; 2438 research pkwy suite#105 Colorado Springs, Co 80920, ,; Investment-Related; 05/31/2016; 40 to 59 hours per month; 60 during trading hours / G&H Group LLC; manager; Real Estate Management LLC; 2438 research parkway suite#105, , colorado springs, CO, 80920; Investment-Related; 11/01/2012; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-04-14
  • S63 Uniform Securities Agent State Law Examination
    1994-04-14
Designations

View on SEC IAPD

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