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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2018-08-20 |
| TX | RA | APPROVED | 2018-08-20 |
Branch Locations
1441 Main Street Suite 700, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Columbia | SC | 04/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Columbia | SC | 11/2016 | 08/2018 |
| Janney Montgomery Scott Llc | Columbia | SC | 08/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-29 |
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