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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-12 |
| CA | RA | APPROVED | 2019-11-05 |
Branch Locations
55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Pasadena | CA | 04/2014 | 11/2019 |
| Morgan Stanley Smith Barney Llc | Pasadena | CA | 11/2019 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 12/2019 | Present |
(1) Acorn Lodging Partners LLC; Not Investment Related; San Gabriel, CA; LLC; Owner; Start 01-January-2008; 15 hours devoted monthly; 0 during trading; Rental Property. Help rent the property. (2) 502847 - Power of Attorney; Investment Related;s; San Gabriel; CA; Power of Attorney; Start June 2022; 1 hour devoted monthly; 0 during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-18 |
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