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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-11 |
| OH | RA | APPROVED | 2017-11-01 |
Branch Locations
277 W. Nationwide Blvd., Columbus, OH 43215-9737 • United States
2080 Mackenzie Way Suite 100, Cranberry Township, PA 16066 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Huntington Investment Company | Columbus | OH | 07/2005 | 04/2017 |
| Charles Schwab & Co., Inc. | Columbus | OH | 10/2017 | Present |
| Charles Schwab Bank | Columbus | OH | 10/2017 | Present |
| Unemployed | Dublin | OH | 04/2017 | 10/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-27 |
| S65 | Uniform Investment Adviser Law Examination | 1999-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-05 |
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