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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2025-02-20 |
Branch Locations
1415 Dillingham Blvd #204, Honolulu, HI 96817 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | Honolulu | HI | 04/2008 | 02/2025 |
| Cetera Wealth Services, Llc | Honolulu | HI | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
INSURANCE; Investment Related; Honolulu, HI; Insurance; Independent Producer; Start Date 07/2023; 5 hours per month with hours during trading hours varying; Assist my son with his fixed life and fixed annuity products business by helping him with product selection and making sure any recommendations made are proper for the customer.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-10 |
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