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Leticia Zavala Perkins

Morgan Stanley

Pasadena, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-11
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-03-11
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Glendale CA 03/2008 Present
Morgan Stanley Smith Barney Glendale CA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 03/2008 → Present
    Morgan Stanley & Co., Incorporated
    Glendale, CA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Glendale, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2008-03-17 → 2009-06-01
    Morgan Stanley & Co. Llc
    Glendale, CA
  • 1999-06-14 → 2008-04-03
    Citigroup Global Markets Inc.
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-24
S63 Uniform Securities Agent State Law Examination 1996-06-06
  • S65 Uniform Investment Adviser Law Examination
    1999-05-24
  • S63 Uniform Securities Agent State Law Examination
    1996-06-06
Other Names
  • Leticia Zavala
  • Leticia Z. Perkins
  • Leticia Perkins

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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