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1120 Avenue Of The Americas, 14Th Floor, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-03-08 |
Branch Locations
1120 Avenue Of The Americas, 14Th Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gfa Securities, Llc. | New York | NY | 09/2011 | 11/2016 |
| Gerstein Fisher | New York | NY | 09/2011 | 11/2016 |
| People'S Securities, Inc. | New York | NY | 11/2016 | 12/2021 |
| People'S United Advisors | New York | NY | 04/2018 | 12/2021 |
| Quent Capital, Llc | New York | NY | 01/2022 | Present |
1. RJL (2017) Inc., 2644 Kirkwood Hwy Suite 300, Dep 987, Newark, DE 19711. Settelor (sic) of Trust. President - Occasional Signatures. No Compensation, minimal time spent on activity and some during work hours. 2. Independent insurance agent, since 1996; non-investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-03-27 |
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