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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-11-14
  • VA RA
    APPROVED
    Since 2024-11-14

Branch Locations

4860 Cox Road Suite 100, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Glenn Allen VA 08/2012 Present
Pruco Securities, Llc. Glenn Allen VA 08/2012 11/2024
Lpl Enterprise, Llc Glen Allen VA 11/2024 Present
Previous Registrations
  • 2012-08-21 → 2024-11-14
    Glen Allen, VA
  • 2008-06-12 → 2012-08-23
    Msi Financial Services, Inc.
    Richmond, VA
    Richmond, VA
    Richmond, VA
    Richmond, VA
Other Businesses

1) 11/03/2025-Georgetown Condominium Owners Association-Secretary-Non-Profit Board Member-Not inv related-At Hampton, VA-Start date 11/25/2024-3hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-09
S63 Uniform Securities Agent State Law Examination 1994-01-26
  • S66 Uniform Combined State Law Examination
    2008-06-09
  • S63 Uniform Securities Agent State Law Examination
    1994-01-26

View on SEC IAPD

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