Best Investors Account Sign in

Robert Francis Conway

Wells Fargo Clearing Services, LLC

Shreveport, LA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2009-06-19
  • LA RA
    APPROVED
    Since 2009-06-19

Branch Locations

8555 Fern Ave, Shreveport, LA 71105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Shreveport LA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Shreveport LA 11/2016 Present
Other Businesses

INSIGHT BEHAVIORAL HEALTH LLC; NOT INV RELATED; SHREVEPORT, LA; 100% OWNERSHIP WITH SPOUSE; START DATE 2/23/2024; 36 HOURS PER MONTH; 0 DURING TRADING; PROVIDE MENTAL HEALTH COUNSELLING TO INDIVIDUALS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-26
S63 Uniform Securities Agent State Law Examination 1993-12-10
  • S65 Uniform Investment Adviser Law Examination
    1994-10-26
  • S63 Uniform Securities Agent State Law Examination
    1993-12-10
Other Names
  • Robert F Jr Conway

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
CYPRESS FUND MANAGEMENT, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ADKINS SEALE CAPITAL MANAGEMENT LLC
HMV WEALTH ADVISORS, LLC
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
MORGAN STANLEY

Other Investors

KENNETH WRIGHT ALLEN
Ted Bortei-Doku
TOMMY RAY COCKRELL
NORMAN LEE DUHON
CHARLES HOWARD CLAWSON
CRYSTAL CHELETTE WOOLDRIDGE
Ryan L Yarbrough
Thomas Peyton Cockrell

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · SHREVEPORT, LA
CYPRESS FUND MANAGEMENT, LLC · SHREVEPORT, LA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SHREVEPORT, LA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SHREVEPORT, LA
ADKINS SEALE CAPITAL MANAGEMENT LLC · SHREVEPORT, LA
HMV WEALTH ADVISORS, LLC · SHREVEPORT, LA
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · Shreveport, LA
MORGAN STANLEY · Shreveport, LA

More in Shreveport, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor