Best Investors Account Sign in

Rafael Alberto Rivadeneira

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Oak Brook, IL

Farmington Hills, MI

Elmhurst, IL

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-04-17
TX RA APPROVED_RES 2017-02-09
  • IL RA
    APPROVED
    Since 2017-04-17
  • TX RA
    APPROVED_RES
    Since 2017-02-09

Branch Locations

2021 Spring Rd, Oak Brook, IL 60523 • United States

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

Elmhurst, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Oak Brook IL 10/2012 12/2016
Jpmorgan Chase Bank Oak Brook IL 08/2012 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 12/2016 Present
Bank Of America, N.A. Rolling Meadows IL 07/2017 Present
  • 10/2012 → 12/2016
    Jp Morgan Securities Llc
    Oak Brook, IL
  • 08/2012 → 12/2016
    Jpmorgan Chase Bank
    Oak Brook, IL
  • 12/2016 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Rolling Meadows, IL
  • 07/2017 → Present
    Bank Of America, N.A.
    Rolling Meadows, IL
Previous Registrations
  • 1998-02-06 → 2012-09-12
    Rivadeneira Capital Management, Llc
    Oak Park, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-03
S63 Uniform Securities Agent State Law Examination 2012-11-28
  • S66 Uniform Combined State Law Examination
    2017-02-03
  • S63 Uniform Securities Agent State Law Examination
    2012-11-28

View on SEC IAPD

Other Firms

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
WEALTHQUEST CORPORATION
ERGAWEALTH ADVISORS, INC.
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
GEIGER WEALTH MANAGEMENT
CITIGROUP GLOBAL MARKETS INC.

Other Investors

TODD BRENDAN SCHROEDER
MICHAEL CHRISTOPHER LEE
DANIEL P SCHIPITSCH
ALAN P MADEJ
Anthony Joesph Bittman
Joseph Herr
Lauren A Mlady
Danieh Kasar

Other Offices

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL
LPL FINANCIAL LLC · OAK BROOK, IL
CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL

More in Oak Brook, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor