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600 Central Avenue Suite 365, Highland Park, IL 60035 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-12-13 |
Branch Locations
600 Central Avenue Suite 365, Highland Park, IL 60035 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Chicago | IL | 09/2011 | 12/2016 |
| Western International Securities, Inc. | Pasadena | CA | 12/2016 | 09/2024 |
| Fort Sheridan Advisors Llc | Highland Park | IL | 12/2016 | Present |
| Aurora Securities | Troy | MI | 09/2024 | Present |
Fort Sheridan Advisors LLC; Investment-Related; Registered Investment Advisor (RIA); Investment Adviser Representative Aurora Securities; Broker Dealer; Investment-Related; Registered Representative; start date 9/2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-18 |
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