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Eugene Harvey Hines

LPl Financial LLC

Charleston, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2011-07-25
  • SC RA
    APPROVED
    Since 2011-07-25

Branch Locations

125 Wappoo Creek Drive Bldg. E, Ste. 101A, Charleston, SC 29412-2160 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Charleston SC 07/2011 Present
Previous Registrations
Other Businesses

1. 07/21/2011: DBA ONLY - HINES WEALTH MANAGEMENT - CHARLESTON, SC. 2. 11/7/2012: NON-VARIABLE INSURANCE DBA - HINES WEALTH MANAGEMENT, LLC - SOLICIT INSURANCE SALES IN THE AREA OF GROUP EMPLOYER BENEFIT PACKAGES TO INCLUDE, GROUP MEDICAL, DISABILITY, LIFE, VISION AND FLEXIBLE SPENDING ACCOUNTS. - TIME SPENT 10% - CHARLESTON, SC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-28
S63 Uniform Securities Agent State Law Examination 1995-07-27
  • S65 Uniform Investment Adviser Law Examination
    2007-01-28
  • S63 Uniform Securities Agent State Law Examination
    1995-07-27
Designations
Other Names
  • Harvey Hines

View on SEC IAPD

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