Brian Matthew Lockwood

Employer firm

Piton Investment Management, LP CRD 282517

$928M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2004 → 02/2018
  Hsbc Bank Usa
  New York, NY
• 02/2018 → Present
  Piton Investment Management Lp
  New York, NY

Other Businesses

Entity: ClearShares, LLC Address: 777 Third Avenue, 22nd Floor, New York, NY 10017 Role: Portfolio Manager for OCIO ETF Responsibilities: Investment decisions for the ETF Investment Related: Yes Nature of Business: Investment Advisor for ETFs Start of Relationship: December 2019 Time Spent: 1-5 hours per week during trading hours

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-11-12

Designations

• Chartered Financial Analyst