Brian Matthew Lockwood

Current Employers

Piton Investment Management, Lp

401 Franklin Avenue Suite 202B, Garden City, NY 11530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-07
TX	RA	APPROVED	2019-04-18

NY RA
APPROVED

Since 2021-07-07
TX RA
APPROVED

Since 2019-04-18

Branch Locations

401 Franklin Avenue Suite 202B, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Bank Usa	New York	NY	08/2004	02/2018
Piton Investment Management Lp	New York	NY	02/2018	Present

08/2004 → 02/2018

Hsbc Bank Usa

New York, NY
02/2018 → Present

Piton Investment Management Lp

New York, NY

Other Businesses

Entity: ClearShares, LLC Address: 777 Third Avenue, 22nd Floor, New York, NY 10017 Role: Portfolio Manager for OCIO ETF Responsibilities: Investment decisions for the ETF Investment Related: Yes Nature of Business: Investment Advisor for ETFs Start of Relationship: December 2019 Time Spent: 1-5 hours per week during trading hours

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-11-12

S63 Uniform Securities Agent State Law Examination

1993-11-12

Designations

View on SEC IAPD

Current Employers

Piton Investment Management, Lp

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews