John Edgerton Thompson

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-09-17
TX	RA	APPROVED	2016-08-11
AL	RA	APPROVED	2003-12-18

AZ RA
APPROVED

Since 2024-09-17
TX RA
APPROVED

Since 2016-08-11
AL RA
APPROVED

Since 2003-12-18

Branch Locations

4333 Boulevard Park North, Mobile, AL 36609 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Mobile	AL	05/2009	Present

05/2009 → Present

Wells Fargo Advisors Financial Network Llc

Mobile, AL

Previous Registrations

1994-01-10 → 2003-12-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mobile, AL

Other Businesses

WELBURTHO PROPERTIES, INV RELATED, MOBILE, AL, 50% OWNERSHIP, START 2/28/2013, 5-15 HRS/MONTH, 5 HRS DURING TRAINING, OVERSEE MGMT OF PROPERTIES AND LEASING.; TIMBER / FAMILY LAND, INV RELATED, GROVE HILL, AL, 33.33% OWNER, START 2/2018, 0 HOURS, NO DUTIES.; THOMPSON WEALTH MANAGEMENT AND LIFE PLANNING INC.; INV RELATED; MOBILE, AL; 100% OWNERSHIP; START 2003; 40-60 HRS PER MONTH; 8 HRS DURING TRADING, FINET PRACTICE.; USA MITCHELL COLLEGE OF BUSINESS DEPARTMENT OF ECONOMICS AND FINANCE ADVISORY BOARD, INV RELATED, MOBILE, AL, BOARD MEMBER, START 4/28/2016, 1 HR PER MONTH, 0 HRS DURING TRADING.; TRUSTEE FOR THOMPSON WEALTH MANAGEMENT AND LIFE PSP/401K, INV RELATED, MOBILE, AL, START: 1/16/2023, 1 HOUR A MONTH, 1 HOUR DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-12-23
S63	Uniform Securities Agent State Law Examination	1993-11-10

S65 Uniform Investment Adviser Law Examination

1993-12-23
S63 Uniform Securities Agent State Law Examination

1993-11-10

Designations

Certified Financial Planner

Other Names

John E Thompson

View on SEC IAPD