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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-09-17 |
| TX | RA | APPROVED | 2016-08-11 |
| AL | RA | APPROVED | 2003-12-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Mobile | AL | 05/2009 | Present |
WELBURTHO PROPERTIES, INV RELATED, MOBILE, AL, 50% OWNERSHIP, START 2/28/2013, 5-15 HRS/MONTH, 5 HRS DURING TRAINING, OVERSEE MGMT OF PROPERTIES AND LEASING.; TIMBER / FAMILY LAND, INV RELATED, GROVE HILL, AL, 33.33% OWNER, START 2/2018, 0 HOURS, NO DUTIES.; THOMPSON WEALTH MANAGEMENT AND LIFE PLANNING INC.; INV RELATED; MOBILE, AL; 100% OWNERSHIP; START 2003; 40-60 HRS PER MONTH; 8 HRS DURING TRADING, FINET PRACTICE.; USA MITCHELL COLLEGE OF BUSINESS DEPARTMENT OF ECONOMICS AND FINANCE ADVISORY BOARD, INV RELATED, MOBILE, AL, BOARD MEMBER, START 4/28/2016, 1 HR PER MONTH, 0 HRS DURING TRADING.; TRUSTEE FOR THOMPSON WEALTH MANAGEMENT AND LIFE PSP/401K, INV RELATED, MOBILE, AL, START: 1/16/2023, 1 HOUR A MONTH, 1 HOUR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-10 |
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