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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2007-10-22 |
Branch Locations
225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States
Two Union Square Ste 5050 601 Union Street, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Securities | Seattle | WA | 10/2004 | Present |
(1) PATTERSON PROPERTY MGMT LLC; NORMANDY PARK, WA; INVESTMENT RELATED; SOLE PROPRIETORSHIP; OWNER; START: 7/2005; APPROX: 2HOURS MONTHLY, DURING BUSINESS HOURES; DUTIES: OWN AND MAINTAIN RENTAL PROPERTIES. --- (2) NAUTICS WEALTH MANAGEMENT; INVESTMENT-RELATED; SEATTLE,WA; DBA FOR WEDBUSH SECURITIES BUSINESS; MANAGING DIRECTOR; START: 08/2023; APPROX: 160 HOURS MONTHLY, 160 HOURS DURING BUSINESS HOURS; DUTIES: RETIREMENT PLANNING AND INVESTMENT MANAGEMENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-05 |
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