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200 Park Avenue, New York, NY 10166 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-03-31 |
| ND | RA | APPROVED | 2026-02-20 |
| AZ | RA | APPROVED | 2026-02-11 |
| GA | RA | APPROVED | 2026-02-10 |
| NM | RA | APPROVED | 2026-02-10 |
| AK | RA | APPROVED | 2026-02-09 |
| IL | RA | APPROVED | 2026-02-09 |
| IN | RA | APPROVED | 2026-02-09 |
| KY | RA | APPROVED | 2026-02-09 |
| LA | RA | APPROVED | 2026-02-09 |
| ME | RA | APPROVED | 2026-02-09 |
| OK | RA | APPROVED | 2026-02-09 |
| RI | RA | APPROVED | 2026-02-09 |
| SC | RA | APPROVED | 2026-02-09 |
| TX | RA | APPROVED | 2026-02-09 |
| VA | RA | APPROVED | 2026-02-09 |
Branch Locations
200 Park Avenue, New York, NY 10166 • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| A I M Distributors, Inc. | Houston | TX | 08/1993 | 05/2019 |
| Aim Private Asset Management, Inc. | Houston | TX | 02/2002 | 05/2019 |
| Invesco Advisers, Inc. | Atlanta | GA | 01/2010 | 05/2019 |
| New York Life | Houston | TX | 06/2019 | 05/2022 |
| Dws Distributors, Inc. | Chicago | IL | 10/2022 | 10/2025 |
| Unemployed | Houston | TX | 06/2022 | 09/2022 |
| Voya Investment Management | Houston | TX | 11/2025 | Present |
| Voya Investments Distributor, Llc | Windsor | CT | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-09 |
| S65 | Uniform Investment Adviser Law Examination | 2001-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-15 |
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