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Current Employers
Voya Investment Management Co. Llc

200 Park Avenue, New York, NY 10166 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-03-31
ND RA APPROVED 2026-02-20
AZ RA APPROVED 2026-02-11
GA RA APPROVED 2026-02-10
NM RA APPROVED 2026-02-10
AK RA APPROVED 2026-02-09
IL RA APPROVED 2026-02-09
IN RA APPROVED 2026-02-09
KY RA APPROVED 2026-02-09
LA RA APPROVED 2026-02-09
ME RA APPROVED 2026-02-09
OK RA APPROVED 2026-02-09
RI RA APPROVED 2026-02-09
SC RA APPROVED 2026-02-09
TX RA APPROVED 2026-02-09
VA RA APPROVED 2026-02-09
  • DC RA
    APPROVED
    Since 2026-03-31
  • ND RA
    APPROVED
    Since 2026-02-20
  • AZ RA
    APPROVED
    Since 2026-02-11
  • GA RA
    APPROVED
    Since 2026-02-10
  • NM RA
    APPROVED
    Since 2026-02-10
  • AK RA
    APPROVED
    Since 2026-02-09
  • IL RA
    APPROVED
    Since 2026-02-09
  • IN RA
    APPROVED
    Since 2026-02-09
  • KY RA
    APPROVED
    Since 2026-02-09
  • LA RA
    APPROVED
    Since 2026-02-09
  • ME RA
    APPROVED
    Since 2026-02-09
  • OK RA
    APPROVED
    Since 2026-02-09
  • RI RA
    APPROVED
    Since 2026-02-09
  • SC RA
    APPROVED
    Since 2026-02-09
  • TX RA
    APPROVED
    Since 2026-02-09
  • VA RA
    APPROVED
    Since 2026-02-09

Branch Locations

200 Park Avenue, New York, NY 10166 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
A I M Distributors, Inc. Houston TX 08/1993 05/2019
Aim Private Asset Management, Inc. Houston TX 02/2002 05/2019
Invesco Advisers, Inc. Atlanta GA 01/2010 05/2019
New York Life Houston TX 06/2019 05/2022
Dws Distributors, Inc. Chicago IL 10/2022 10/2025
Unemployed Houston TX 06/2022 09/2022
Voya Investment Management Houston TX 11/2025 Present
Voya Investments Distributor, Llc Windsor CT 11/2025 Present
  • 08/1993 → 05/2019
    A I M Distributors, Inc.
    Houston, TX
  • 02/2002 → 05/2019
    Aim Private Asset Management, Inc.
    Houston, TX
  • 01/2010 → 05/2019
    Atlanta, GA
  • 06/2019 → 05/2022
    New York Life
    Houston, TX
  • 10/2022 → 10/2025
    Dws Distributors, Inc.
    Chicago, IL
  • 06/2022 → 09/2022
    Unemployed
    Houston, TX
  • 11/2025 → Present
    Voya Investment Management
    Houston, TX
  • 11/2025 → Present
    Voya Investments Distributor, Llc
    Windsor, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-09
S65 Uniform Investment Adviser Law Examination 2001-12-21
S63 Uniform Securities Agent State Law Examination 1997-12-15
  • S66 Uniform Combined State Law Examination
    2026-02-09
  • S65 Uniform Investment Adviser Law Examination
    2001-12-21
  • S63 Uniform Securities Agent State Law Examination
    1997-12-15
Other Names
  • Dixie Delicia Thornton
  • Dixie Thornton Green
  • Dixie Thornton

View on SEC IAPD

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