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Brian Douglas Emde

Cetera Investment Advisers LLC

El Segundo, CA

Garden Grove, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Garden Grove, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Windsor CT 06/2015 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Advisors Llc St Cloud MN 06/2021 Present
Cetera Investment Services Llc St Cloud MN 06/2021 Present
Cetera Financial Specialists Llc Schaumburg IL 06/2021 Present
First Allied Securities Inc San Diego CA 06/2021 09/2022
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/2015 → 06/2021
    Voya Financial Advisors
    Windsor, CT
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2021 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 06/2021 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2021 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2021 → 09/2022
    First Allied Securities Inc
    San Diego, CA
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2016-06-21 → 2021-06-09
    Voya Financial Advisors, Inc.
    Windsor, CT
    Garden Grove, CA
    Braintree, MA
    Garden Grove, CA
  • 2007-03-20 → 2015-05-04
    Cetera Wealth Services, Llc
    El Segundo, CA
    El Segundo, CA
Other Businesses

NAME OF ENTITY:BRIAN EMDE RENTAL; NO; 12131 TURQUOISE ST; GARDEN GROVE; CA; 92845; RENTAL PROPERTY; owner; 1/1/2009; 1; 1; MANAGE RENTAL PROPERTY.|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-11
S63 Uniform Securities Agent State Law Examination 1994-01-13
  • S65 Uniform Investment Adviser Law Examination
    1999-05-11
  • S63 Uniform Securities Agent State Law Examination
    1994-01-13

View on SEC IAPD

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