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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-01
  • NY RA
    APPROVED
    Since 2021-06-01

Branch Locations

1280 Union Turnpike, New Hyde Park, NY 11040 • United States

37-97 103Rd St, Corona, NY 11368 • United States

156-10 Northern Blvd, Flushing, NY 11354 • United States

196-21 Northern Blvd, Flushing, NY 11368 • United States

136-65 Roosevelt Ave, Flushing, NY 11354 • United States

51-13108Th St., Corona, NY 11368 • United States

1280 Union Turnpike, New Hyde Park, NY 11040 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Astoria Federal Savings Hastings On Hudson NY 09/2013 12/2017
Lpl Financial Llc Flushing NY 05/2021 Present
Flagstar Bank N.A. Flushing NY 05/2021 Present
Citigroup Global Markets Inc. Flushing NY 12/2017 05/2021
  • 09/2013 → 12/2017
    Astoria Federal Savings
    Hastings On Hudson, NY
  • 05/2021 → Present
    Flushing, NY
  • 05/2021 → Present
    Flagstar Bank N.A.
    Flushing, NY
  • 12/2017 → 05/2021
    Flushing, NY
Previous Registrations
Other Businesses

1. 02/02/2024 - Flagstar Wealth Services - Inv related - AT Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 2/2/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-26
S63 Uniform Securities Agent State Law Examination 1993-10-16
  • S66 Uniform Combined State Law Examination
    2008-02-26
  • S63 Uniform Securities Agent State Law Examination
    1993-10-16

View on SEC IAPD

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