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One Madison Avenue 18Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-01 |
Branch Locations
One Madison Avenue 18Th Floor, New York, NY 10010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clearbridge Investments Llc | New York | NY | 01/2012 | Present |
| Franklin Distributors, Llc | New York | NY | 01/2012 | Present |
Seabright Lawn Tennis & Criquet Club; Rumson, NJ; Tennis Club; Board of Directors; Beginning 5/30/2023; Approx: 5 hours a month; no hours devoted during normal securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-16 |
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