Jonathan Mike Moranchel

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 02/2017
  Ameriprise Financial Services, Inc.
  Minneapolis, MN
• 02/2017 → 10/2019
  Wells Fargo Clearing Services, Llc
  Greenwood Village, CO
• 10/2019 → Present
  Sigma Financial Corporation
  Ann Arbor, MI
• 10/2019 → Present
  Spc
  Ann Arbor, MI
• 06/2023 → Present
  Lpl Financial Llc
  Denver, CO

Previous Registrations

• 2019-10-25 → 2023-06-02
  Spc
  Denver, CO
  Ann Arbor, MI
  Lone Tree, CO
• 2017-02-07 → 2019-11-22
  Wells Fargo Clearing Services, Llc
  Greenwood Village, CO
• 2006-01-19 → 2017-02-08
  Ameriprise Financial Services, Llc
  Boulder, CO
  Denver, CO
  Honolulu, HI
  Honolulu, HI
  Minneapolis, MN
  Honolulu, HI
  Honolulu, HI
  Honolulu, HI

Other Businesses

1) 05/25/2023 - Jonathan Moranchel - Non-Variable Insurance - Selling: Term insurance and health insurance - CO 80022 - Investment related - 160 Hours per month - Start date: 10/19/2019. 2) 05/18/2023 - UPSTREAM INVESTMENT PARTNERS - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month - Start date: 10/19/2019. 3) 05/25/2023 - Akamai 5280 Tax Professionals LLC (d/b/a Upstream Tax Partners) - Tax Prep/Accounting/CPA - Manager/Owner - CO 80022 - Investment related - 20 Hours per month - Start date: 11/08/2020. 4) 05/25/2023 - JJM Holdings, Inc. - Business Entity For Tax/Investment Purposes Only - Pass-through for Upstream tax partners, fixed insurance revenue - CO 80031 - Non investment related - 5 Hours per month - Start date: 06/01/2022. 5) 01/26/2024 - JJM RODAK HOLDINGS - Non-Investment Related - Business Entity For Tax/Investment Purposes Only - Started: 1/19/2024 - 1 hr/Mo; 0 Hrs During Trading. 6) 01/30/2025- Akamai Home Development LLC- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 01/31/2025- 1 Hour Per Month

Exams

• S66 Uniform Combined State Law Examination
  2006-01-18

Other Names

• Jonathan Mike Moranchel
• Jonathan Moranchel