Rosa Grace Berry

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-09-16

TX RA
APPROVED

Since 2015-09-16

Branch Locations

13910 Champion Forest Drive Suite 101, Houston, TX 77069 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Service,Inc	Houston	TX	08/2015	Present
Raymond James Financial Services Advisors Inc.	Houston	TX	09/2015	Present

08/2015 → Present

Raymond James Financial Service,Inc

Houston, TX
09/2015 → Present

Raymond James Financial Services Advisors Inc.

Houston, TX

Previous Registrations

2012-10-01 → 2015-08-24

J.P. Morgan Securities Llc

Houston, TX
2005-07-06 → 2012-10-01

Chase Investment Services Corp.

Houston, TX

Houston, TX
2005-06-09 → 2005-07-06

Banc One Securities Corporation

Houston, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-12-20
S63	Uniform Securities Agent State Law Examination	1993-09-30

S65 Uniform Investment Adviser Law Examination

2010-12-20
S63 Uniform Securities Agent State Law Examination

1993-09-30

Other Names

Rosa Denny
Rosa Grace Denny

View on SEC IAPD

Current Employers

Raymond James Financial Services Advisors, Inc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews