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John Francis Schafer

Janney Montgomery Scott LLC

Garden City, NY

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-11-29
NY RA APPROVED 2021-08-05
TX RA APPROVED 2013-05-13
PA RA APPROVED 2009-06-03
  • NJ RA
    APPROVED
    Since 2021-11-29
  • NY RA
    APPROVED
    Since 2021-08-05
  • TX RA
    APPROVED
    Since 2013-05-13
  • PA RA
    APPROVED
    Since 2009-06-03

Branch Locations

1001 Franklin Avenue Suite 202, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 04/2009 01/2018
Janney Montgomery Scott Llcc Garden City NY 01/2018 Present
Other Businesses

WJ Realty LLC, Massapequa, NY. Co-Owner (11/2025). Investment related, not compensated, 60 hours/month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-27
S63 Uniform Securities Agent State Law Examination 1993-09-27
  • S65 Uniform Investment Adviser Law Examination
    2012-06-27
  • S63 Uniform Securities Agent State Law Examination
    1993-09-27

View on SEC IAPD

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BRIXTON CAPITAL WEALTH ADVISORS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
LESLIE MARIE GIORDANO

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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