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Neal Alton Tarbox

Osaic Institutions, Inc.

Harrisonburg, VA

Rockingham, VA

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-03-10
VA RA APPROVED 2008-06-01
  • AZ RA
    APPROVED
    Since 2023-03-10
  • VA RA
    APPROVED
    Since 2008-06-01

Branch Locations

890 West Market St., Harrisonburg, VA 22801 • United States

Rockingham, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pioneer Bank Harrisonburg VA 10/2006 Present
Bi Investments, Llc Glen Allen VA 10/2006 Present
Infinex Investments, Inc. Harrisonburg VA 06/2008 Present
  • 10/2006 → Present
    Pioneer Bank
    Harrisonburg, VA
  • 10/2006 → Present
    Bi Investments, Llc
    Glen Allen, VA
  • 06/2008 → Present
    Infinex Investments, Inc.
    Harrisonburg, VA
Previous Registrations
  • 2006-10-06 → 2008-06-01
    Bi Investments, Llc
    Harrisonburg, VA
  • 2002-05-24 → 2006-09-29
    Truist Investment Services, Inc.
    Edinburg, VA
    Harrisonburg, VA
    Harrisonburg, VA
    Harrisonburg, VA
    Harrisonburg, VA
    Bridgewater, VA
    Culpeper, VA
    New Market, VA
    Harrisonburg, VA
    Harrisonburg, VA
    Edinburg, VA
    Front Royal, VA
    Luray, VA
    Winchester, VA
    Warrenton, VA
    Winchester, VA
    Winchester, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-19
S63 Uniform Securities Agent State Law Examination 1993-09-16
  • S65 Uniform Investment Adviser Law Examination
    2000-12-19
  • S63 Uniform Securities Agent State Law Examination
    1993-09-16

View on SEC IAPD

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