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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2015-06-05 |
Branch Locations
1029 Sunset Ave, Asheboro, NC 27203 • United States
Randleman, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | High Point | NC | 06/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Asheboro | NC | 03/2020 | Present |
Real Estate Ownership; Single Family; 1 1st StreetCarnegie, PA 15106, ,; Not Investment-Related; 09/01/2009. Board of Directors; St. Joseph Finance Advisory Committee; Advisory Board Member; 512 West Wainman AvenueAsheboro, NC 27203, ,; ; 06/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours / St. Joseph Finance Building Advisory Committee; Advisory Board Member; 512 West Wainman AvenueAsheboro, NC 27203, ,; ; 06/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours / St Joseph Columbiettes Auxiliary; Financial Secretary; 512 West Wainman Ave, , Asheboro, NC, 27203; Not Investment-Related; 10/19/2022; 1 to 9 hours per month; 0 during trading hours / KRCTD, LLC; Recording Secretary; 2520 Hilltop Rd, , Oakdale, PA, 15071; Not Investment-Related; 10/01/2024; 1 to 9 hours per month; 0 during trading hours / Collier Friends of the Panhandle Trail; Co-VP; 2520 Hilltop RoadOakdale, PA 15071, ,; Not Investment-Related; 08/01/2016; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Kintegra Health; Advisory Commitee member providing support and community service relating to healthcare services for uninsured and underinsured citizens of the community. The advisory committee meets quarterly.; 624 S Fayetteville St, Unit F2, Asheboro, NC, 27203; Not Investment-Related; 09/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-20 |
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