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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-06-05
  • NC RA
    APPROVED
    Since 2015-06-05

Branch Locations

1029 Sunset Ave, Asheboro, NC 27203 • United States

Randleman, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. High Point NC 06/2015 03/2020
Ameriprise Financial Services, Llc Asheboro NC 03/2020 Present
Previous Registrations
  • 2009-02-17 → 2015-06-08
    St Louis, MO
    Randleman, NC
  • 2008-01-01 → 2009-01-26
    Greensboro, NC
  • 2007-09-10 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Mcmurray, PA
    Mcmurray, PA
    St. Louis, MO
    Greensboro, NC
Other Businesses

Real Estate Ownership; Single Family; 1 1st StreetCarnegie, PA 15106, ,; Not Investment-Related; 09/01/2009. Board of Directors; St. Joseph Finance Advisory Committee; Advisory Board Member; 512 West Wainman AvenueAsheboro, NC 27203, ,; ; 06/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours / St. Joseph Finance Building Advisory Committee; Advisory Board Member; 512 West Wainman AvenueAsheboro, NC 27203, ,; ; 06/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours / St Joseph Columbiettes Auxiliary; Financial Secretary; 512 West Wainman Ave, , Asheboro, NC, 27203; Not Investment-Related; 10/19/2022; 1 to 9 hours per month; 0 during trading hours / KRCTD, LLC; Recording Secretary; 2520 Hilltop Rd, , Oakdale, PA, 15071; Not Investment-Related; 10/01/2024; 1 to 9 hours per month; 0 during trading hours / Collier Friends of the Panhandle Trail; Co-VP; 2520 Hilltop RoadOakdale, PA 15071, ,; Not Investment-Related; 08/01/2016; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Kintegra Health; Advisory Commitee member providing support and community service relating to healthcare services for uninsured and underinsured citizens of the community. The advisory committee meets quarterly.; 624 S Fayetteville St, Unit F2, Asheboro, NC, 27203; Not Investment-Related; 09/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-06
S63 Uniform Securities Agent State Law Examination 1998-02-20
  • S65 Uniform Investment Adviser Law Examination
    2007-09-06
  • S63 Uniform Securities Agent State Law Examination
    1998-02-20
Other Names
  • Colleen M Mitchell
  • Colleen Marie Downey

View on SEC IAPD

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