Laura Eileen Harlow

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 09/2016
  Morgan Stanley
  New York, NY
• 06/2009 → 09/2016
  Morgan Stanley Smith Barney
  New York, NY
• 09/2016 → Present
  Ubs Financial Services Inc.
  New York, NY

Previous Registrations

• 2009-06-01 → 2016-09-20
  Morgan Stanley
  New York, NY
• 2007-10-17 → 2009-06-01
  Morgan Stanley & Co. Llc
  New York, NY

Other Businesses

Notary Public / 1251 Ave of the Americas New York,New York 10020 / Other/ Notary Public, State of New York - No. 01NI6185127 Public Services / Notary Public, New York State / Other / Notary Public / Notarize documents for clients on specific occasions, when needed. / Start Date 6/28/2016 / End Date 6/28/2020

Exams

• S66 Uniform Combined State Law Examination
  2007-10-16

Other Names

• Laura Nicholson
• Laura Eileen Harlow
• Laura Eileen Nicholson