Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2024-05-08
NY RA APPROVED 2021-10-26
  • ID RA
    APPROVED
    Since 2024-05-08
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

Sun Valley, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 09/2005 09/2016
Morgan Stanley Smith Barney New York NY 06/2009 09/2016
Ubs Financial Services Inc. New York NY 09/2016 Present
Previous Registrations
  • 2009-06-01 → 2016-09-20
    New York, NY
  • 2007-10-17 → 2009-06-01
    Morgan Stanley & Co. Llc
    New York, NY
Other Businesses

Notary Public / 1251 Ave of the Americas New York,New York 10020 / Other/ Notary Public, State of New York - No. 01NI6185127 Public Services / Notary Public, New York State / Other / Notary Public / Notarize documents for clients on specific occasions, when needed. / Start Date 6/28/2016 / End Date 6/28/2020

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-16
  • S66 Uniform Combined State Law Examination
    2007-10-16
Other Names
  • Laura Nicholson
  • Laura Eileen Harlow
  • Laura Eileen Nicholson

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor