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555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-15 |
| NJ | RA | APPROVED | 2025-04-04 |
| NY | RA | APPROVED | 2024-09-16 |
Branch Locations
400 Park Avenue, 8Th Floor, New York, NY 10022 • United States
Middletown, NJ • United States
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signature Securities Group Corp. | New York | NY | 03/2007 | 04/2023 |
| Signature Bank | New York | NY | 04/2015 | 04/2023 |
| Flagstar Advisors | New York | NY | 04/2023 | 07/2024 |
| Flagstar Bank | New York | NY | 04/2023 | 07/2024 |
| City National Securities, Inc. | New York | NY | 07/2024 | 09/2024 |
| City National Securities, Inc. | New York | NY | 09/2024 | 08/2025 |
| City National Securities, Inc. | New York | NY | 08/2025 | Present |
THE NAME OF THE OTHER BUSINESS, FINRA WHETHER THE BUSINESS IS INVESTMENT-RELATED, YES THE ADDRESS OF THE OTHER BUSINESS, ONE LIBERTY PLAZA, 165 BROADWAY, 27TH FLOOR NY, NY 10006 THE NATURE OF THE OTHER BUSINESS, INDUSTRY RELATED YOUR POSITION, TITLE, OR RELATIONSHIP WITH THE OTHER BUSINESS, NON-PUBLIC ARBITRATOR THE START DATE OF YOUR RELATIONSHIP, 04/2015 THE APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS, 2-3 DAYS/YEAR THE NUMBER OF HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS, NONE BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS, SERVE ON A FINRA ARBITRATION AND MEDIATION PANEL OF IMPARTIAL INDIVIDUALS COMMITTED TO RENDERING A FAIR AND IMPARTIAL DECISION ON CASES PRESENTED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-07 |
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