Melissa Carty

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-11-17
NY	RA	APPROVED	2021-04-19
CT	RA	APPROVED	2019-07-10

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Cornerstone	New York	NY	03/2015	09/2016
Edward Jones	St Louis	MO	08/2018	03/2019
Unemployed	New York	NY	10/2016	08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	06/2019	Present
Unemployed	New York	NY	04/2019	05/2019
Bank Of America, N.A.	New York	NY	07/2019	Present

03/2015 → 09/2016

Cornerstone

New York, NY
08/2018 → 03/2019

Edward Jones

St Louis, MO
10/2016 → 08/2018

Unemployed

New York, NY
06/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
04/2019 → 05/2019

Unemployed

New York, NY
07/2019 → Present

Bank Of America, N.A.

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-08-28
S63	Uniform Securities Agent State Law Examination	1994-07-14

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