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David C Stelly

J.P. Morgan Securities LLC

Lafayette, LA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
LA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • LA RA
    APPROVED
    Since 2012-10-01

Branch Locations

600 Jefferson St., Lafayette, LA 70501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Lafayette LA 10/2012 Present
Jpmorgan Chase Bank, N.A. Lafayette LA 04/1997 Present
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
  • 1998-08-03 → 2005-07-06
    Banc One Securities Corporation
    Lafayette, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-27
S65 Uniform Investment Adviser Law Examination 1995-10-03
S63 Uniform Securities Agent State Law Examination 1993-11-23
  • S66 Uniform Combined State Law Examination
    2016-04-27
  • S65 Uniform Investment Adviser Law Examination
    1995-10-03
  • S63 Uniform Securities Agent State Law Examination
    1993-11-23
Other Names
  • David Creig Stelly

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP. · Lafayette, LA
OSAIC WEALTH, INC. · Lafayette, LA
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