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Jeffrey Henry Massey

Ae Wealth Management, LLC

Warwick, RI

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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-17
RI RA APPROVED 2018-03-07
  • TX RA
    APPROVED_RES
    Since 2026-02-17
  • RI RA
    APPROVED
    Since 2018-03-07

Branch Locations

250F Centerville Rd, Warwick, RI 02886 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation Yes
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massey & Associates, Inc. Lincoln RI 12/1995 Present
Global Financial Private Capital, Llc Sarasota FL 03/2010 03/2018
Ae Wealth Management, Llc Topeka KS 03/2018 Present
  • 12/1995 → Present
    Massey & Associates, Inc.
    Lincoln, RI
  • 03/2010 → 03/2018
    Global Financial Private Capital, Llc
    Sarasota, FL
  • 03/2018 → Present
    Topeka, KS
Previous Registrations
  • 2010-03-25 → 2018-03-06
    Global Financial Private Capital, Inc.
    Lincoln, RI
    Sarasota, FL
Other Businesses

1.) MASSEY AND ASSOCIATES INC.; INVESTMENT-RELATED; 250F CENTERVILLE RD., WARWICK, RI 02886; INSURANCE SALES; PRESIDENT; 12/1995; 140-152 HOURS PER MONTH; 140-152 HOURS PER MONTH; SALES OF FIXED INSURANCE PRODUCTS 2.) AUTHOR; NON INVESTMENT-RELATED; 250F CENTERVILLE RD., WARWICK, RI 02886; BOOK SALES; AUTHOR; 5/2018; 0 HOURS PER MONTH; 0 HOURS PER MONTH; BOOK SALES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-14
S63 Uniform Securities Agent State Law Examination 1993-11-26
  • S65 Uniform Investment Adviser Law Examination
    1999-07-14
  • S63 Uniform Securities Agent State Law Examination
    1993-11-26
Designations
Other Names
  • Jeff Massey

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