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Kimberlee Ann Spencer

Equita Financial Network, Inc.

Fort Washington, PA

Alcoa, TN

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Current Employers
Equita Financial Network, Inc.

500 Office Center Drive Suite 400, Fort Washington, PA 19034 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-30
TN RA APPROVED 2020-09-02
  • TX RA
    APPROVED_RES
    Since 2023-08-30
  • TN RA
    APPROVED
    Since 2020-09-02

Branch Locations

500 Office Center Drive Suite 400, Fort Washington, PA 19034 • United States

Alcoa, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Nalls Sherbakoff Group, Llc Knoxville TN 01/2016 08/2020
Equita Financial Network, Inc. Fort Washington PA 09/2020 Present
Next Step Financial Llc Alcoa TN 09/2020 Present
Previous Registrations
  • 2016-01-13 → 2020-09-28
    The Nalls Sherbakoff Group, Llc
    Knoxville, TN
  • 2006-11-09 → 2016-01-05
    Patriot Investment Management Group Inc
    Knoxville, TN
  • 2003-07-10 → 2006-10-10
    Amsouth Investment Management Company Llc
    Birmingham, AL
  • 2003-04-11 → 2003-07-10
    Amsouth Investment Services, Inc.
    Knoxville, TN
    Jefferson City, TN
    Knoxville, TN
    Alcoa, TN
    Knoxville, TN
    Alcoa, TN
    Knoxville, TN
    Powell, TN
    Knoxville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-05
S63 Uniform Securities Agent State Law Examination 1993-09-22
  • S66 Uniform Combined State Law Examination
    2000-05-05
  • S63 Uniform Securities Agent State Law Examination
    1993-09-22
Designations
Other Names
  • Kim Spencer
  • Kimberlee Ann Holt
  • Kimberlee Ann Defur

View on SEC IAPD

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