Kimberlee Ann Spencer

Employer firm

Equita Financial Network, Inc. CRD 277031

$391M regulatory AUM 68 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 08/2020
  The Nalls Sherbakoff Group, Llc
  Knoxville, TN
• 09/2020 → Present
  Equita Financial Network, Inc.
  Fort Washington, PA
• 09/2020 → Present
  Next Step Financial Llc
  Alcoa, TN

Previous Registrations

• 2016-01-13 → 2020-09-28
  The Nalls Sherbakoff Group, Llc
  Knoxville, TN
• 2006-11-09 → 2016-01-05
  Patriot Investment Management Group Inc
  Knoxville, TN
• 2003-07-10 → 2006-10-10
  Amsouth Investment Management Company Llc
  Birmingham, AL
• 2003-04-11 → 2003-07-10
  Amsouth Investment Services, Inc.
  Knoxville, TN
  Jefferson City, TN
  Knoxville, TN
  Alcoa, TN
  Knoxville, TN
  Alcoa, TN
  Knoxville, TN
  Powell, TN
  Knoxville, TN

Exams

• S66 Uniform Combined State Law Examination
  2000-05-05
• S63 Uniform Securities Agent State Law Examination
  1993-09-22

Designations

• Certified Financial Planner

Other Names

• Kim Spencer
• Kimberlee Ann Holt
• Kimberlee Ann Defur