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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-26 |
| NC | RA | APPROVED | 2021-01-04 |
| NJ | RA | APPROVED | 2016-04-20 |
Branch Locations
375 Passaic Ave, Fairfield, NJ 07004 • United States
Leland, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Advisory Services, Llc | Fairfield | NJ | 04/2016 | Present |
| Kestra Investment Services, Llc | Fairfield | NJ | 06/2010 | Present |
Business Name: U.S. Financial Services, LLC Investment Related: Yes Address: 375 Passaic Avenue Fairfield NJ 07004 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Other,Financial Planning Services Start Date: 3/23/2005 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Financial Planner Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Osher Lifelong Learning Institute (OLLI) at the University of North Carolina at Wilmington (UNCW) Investment Related: No Address: 620 S College Rd Wilmington NC 28403 Nature of Business: Other Other/None of the Above Zoom Classroom Host https://uncw.edu/olli/ Position, Title or Relationship: Zoom Classroom Host https://uncw.edu/olli/ Start Date: 9/2/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: none Business Name: Miriam Lopez Investment Related: No Address: 5130 Barcroft Lake Drive Leland NC 28451 Nature of Business: Other Other/None of the Above feed and walk a dog Position, Title or Relationship: Dog Sitter Start Date: 7/8/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Feeding and walking a dog with stay over visits. Clients are sourced through Rover.com who receive 20% of the fee charged.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-09 |
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