Richard Kent Elder

Current Employers

Employment History

• 07/1988 → Present
  Richard K. Elder & Co P.C.
  Naperville, IL
• 06/2004 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 06/2004 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2025 → Present
  Brightpoint Financial Llc
  Naperville, IL

Other Businesses

1) CPA PRAC-PRES SINCE 1987-WRITE UP REVIEW & TAX PREP REVIEW-40 HR/WK: 2) RICHARD K. ELDER; NOT INV REL; NAPERVILLE, IL; REFERRAL OF POTENTIAL HEALTH INS CLIENTS TO GENE PAQUETTE; REFERRAL PERSON; START DATE 2000; 30 MINUTES/MTH: 3)ELDER HANSON & COMPANY, LTD., NON-INVESTMENT RELATED, SAME ADDRESS AS REGISTERED LOCATION, TAX AND ACCOUNTING SERVICES, START DATE 01/01/2013, 25 HRS/WK 3) NAME OF OTHER BUSINESS: MOOSE & ME BAKING COMPANY; INVESTMENT RELATED: NO; ADDRESS: 3075 BOOK RD, NAPERVILLE, IL 60564; NATURE OF BUSINESS: BOARD; START DATE: 3/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER OF NON-PROFIT BAKERY, ATTEND BOARD MEETINGS; 4) NAME OF OTHER BUSINESS: ELDER WEALTH MANAGEMENT LLC; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 08/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 30 ; APX NUMBER OF HOURS DURING TRADING HOURS: 30 ; BRIEF DESCRIPTION OF DUTIES: INVESTING AND PLANNING WITH CLIENTS 5) TRUSTEE FOR FAMILY TRUST, INVESTMENT RELATED 6. NAME OF OTHER BUSINESS: BRIGHTPOINT FINANCIAL LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 9/2025;, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-05-27
• S63 Uniform Securities Agent State Law Examination
  1993-09-28