Katie Lawther

Employer firm

T. Rowe Price Associates, Inc. CRD 105496

$2.20T regulatory AUM 83 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2005 → 05/2024
  Raymond James Financial Services
  Upland, CA
• 01/2008 → 05/2024
  Pickett Financial Partners
  Ontario, CA
• 03/2011 → 05/2024
  Auro Wealth Management
  Ontario, CA
• 06/2024 → Present
  T Rowe Price
  Colorado Springs, CO

Previous Registrations

• 2010-06-25 → 2024-05-31
  Raymond James Financial Services Advisors, Inc
  Upland, CA
  Upland, CA
  Ontario, CA
  Ontario, CA

Other Businesses

(1) Name of Business: Charmed Kate Address: 49050 Calle Flora, La Quinta, CA, 92253, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 11/01/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Arts and Supplies online etsy store. Creating and supplying for the online store. Selling handmade/homemade items.

Exams

• S66 Uniform Combined State Law Examination
  2010-06-16

Other Names

• Katie Sarah Lawther