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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2013-03-13 |
| CA | RA | APPROVED | 2013-02-25 |
| NC | RA | APPROVED | 2013-02-05 |
| TX | RA | APPROVED | 2013-02-05 |
Branch Locations
4140 Parklake Avenue Glenlake One, Suite 300, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Philadelphia | PA | 02/2013 | Present |
Real Estate Rental Properties in NC and FL for short term vacation rentals; Position: Owner / Landlord; Start Date: 08/26/2016; Duties: Nothing outside of paying mortgage. Management Company handles the rest. Devotes: .50 hour per month; rental payments attributed to mortgage.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-05 |
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