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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1993-10-25
  • TX RA
    APPROVED
    Since 1993-10-25

Branch Locations

11 Greenway Plz Ste 3000, Houston, TX 77046-1104 • United States

Houston, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Houston TX 09/2005 03/2020
Ameriprise Financial Services, Llc Houston TX 03/2020 Present
Other Businesses

Other Business Activities; TPKV Financial; LLP formed to sign office space lease; 11 Greenway PlazaSuite 3000Houston, TX 77042, ,; ; 11/03/2003; 0 hours per month; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-10-21
  • S63 Uniform Securities Agent State Law Examination
    1993-10-21
Other Names
  • Matthew Kardesch

View on SEC IAPD

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