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Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2013-11-18
  • NC RA
    APPROVED
    Since 2013-11-18

Branch Locations

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

211 E. Six Forks Road Suite 118, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Investment Group, Inc. Raleigh NC 03/1997 Present
  • 03/1997 → Present
    Capital Investment Group, Inc.
    Raleigh, NC
Other Businesses

1. CAMP KERR LAKE - SHILOH FAMILY MINISTRY. MEMBER OF THE BOARD. 3111 FLEMINGTOWN RD HENDERSON, NC 27537. MEET TO DISCUSS MINISTRY AND ITS PROGRAMS FOR FAMILIES. TEACH AT CAMP AND HELP WITH FAMILY ACTIVITIES. STARTED 1/2019. HOURS ARE SEASONAL, APPROXIMATELY 10 HRS TOTAL IN THE SUMMER. NOT INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-14
S63 Uniform Securities Agent State Law Examination 1993-09-23
  • S65 Uniform Investment Adviser Law Examination
    2013-11-14
  • S63 Uniform Securities Agent State Law Examination
    1993-09-23
Other Names
  • Wanda Cooper
  • Wanda N Cooper

View on SEC IAPD

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