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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-01-28 |
| MO | RA | APPROVED | 2025-01-28 |
| OH | RA | APPROVED | 2024-10-03 |
| SC | RA | APPROVED | 2023-02-01 |
| CO | RA | APPROVED | 2022-11-14 |
| NY | RA | APPROVED | 2022-11-09 |
| AR | RA | APPROVED | 2021-04-05 |
| MI | RA | APPROVED | 2020-11-05 |
| PA | RA | APPROVED | 2019-08-16 |
| WI | RA | APPROVED | 2019-08-15 |
| NC | RA | APPROVED | 2019-06-26 |
| AZ | RA | APPROVED | 2017-12-12 |
| FL | RA | APPROVED | 2016-10-04 |
| IN | RA | APPROVED | 2013-09-30 |
| TX | RA | APPROVED_RES | 2012-06-25 |
| IL | RA | APPROVED | 1999-11-24 |
Branch Locations
1515 W. 22Nd Street Suite 400, Oak Brook, IL 60523 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
NAIFA, BOARD MEMBER - PRESIDENT 2023, HELP PROMOTE NAIFA, START 01.2023, 2 HRS PER MO., 0 COMPENSATION. OUTSIDE INSURANCE BROKERAGE. PARROT HEAD BEACH HOUSE, LLC, MEMBER, OWNS RENTAL PROPERTY, 4/2022, 5 HOURS PER MONTH, 0 COMPENSATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-08 |
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