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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-04-06 |
| NY | RA | APPROVED | 2021-02-14 |
| TX | RA | APPROVED | 2017-09-28 |
Branch Locations
99 Park Avenue Suite 1910, New York, NY 10016 • United States
Adventura, FL • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
South River, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Steward Partners Global Advisory, Llc | New York | NY | 04/2016 | 05/2017 |
| Raymond James Financial Services, Inc. | New York | NY | 04/2016 | 05/2022 |
| Steward Partners Global Advisory, Llc | New York | NY | 04/2016 | Present |
| Steward Partners Global Advisory, Llc | New York | NY | 04/2016 | 05/2017 |
| Steward Partners Investment Advisory, Llc | New York | NY | 09/2017 | Present |
| Raymond James | Meerbusch | DE | 05/1999 | 05/2022 |
| Steward Partners Investment Solutions, Llc | New York | NY | 05/2022 | Present |
(1)Name of Business: n/a Address: 8 Mitchell Ave, South River,, NJ, 08882, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (2)Name of Business: Steward Partners Investment Advisory LLC Address: 140 E 45th St Fl 36, New York, NY, 10017, United States Activity Type: Independent RIA Position/Title: Other Investment Related: Yes Start Date: 04/06/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor and Assistant
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-03 |
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