Best Investors Account Sign in
Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-04-06
NY RA APPROVED 2021-02-14
TX RA APPROVED 2017-09-28
  • NJ RA
    APPROVED
    Since 2021-04-06
  • NY RA
    APPROVED
    Since 2021-02-14
  • TX RA
    APPROVED
    Since 2017-09-28

Branch Locations

99 Park Avenue Suite 1910, New York, NY 10016 • United States

Adventura, FL • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

South River, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steward Partners Global Advisory, Llc New York NY 04/2016 05/2017
Raymond James Financial Services, Inc. New York NY 04/2016 05/2022
Steward Partners Global Advisory, Llc New York NY 04/2016 Present
Steward Partners Global Advisory, Llc New York NY 04/2016 05/2017
Steward Partners Investment Advisory, Llc New York NY 09/2017 Present
Raymond James Meerbusch DE 05/1999 05/2022
Steward Partners Investment Solutions, Llc New York NY 05/2022 Present
  • 04/2016 → 05/2017
    Steward Partners Global Advisory, Llc
    New York, NY
  • 04/2016 → 05/2022
    Raymond James Financial Services, Inc.
    New York, NY
  • 04/2016 → Present
    Steward Partners Global Advisory, Llc
    New York, NY
  • 04/2016 → 05/2017
    Steward Partners Global Advisory, Llc
    New York, NY
  • 09/2017 → Present
    New York, NY
  • 05/1999 → 05/2022
    Raymond James
    Meerbusch, DE
  • 05/2022 → Present
    Steward Partners Investment Solutions, Llc
    New York, NY
Other Businesses

(1)Name of Business: n/a Address: 8 Mitchell Ave, South River,, NJ, 08882, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (2)Name of Business: Steward Partners Investment Advisory LLC Address: 140 E 45th St Fl 36, New York, NY, 10017, United States Activity Type: Independent RIA Position/Title: Other Investment Related: Yes Start Date: 04/06/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor and Assistant

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-11
S63 Uniform Securities Agent State Law Examination 2016-08-03
  • S66 Uniform Combined State Law Examination
    2017-09-11
  • S63 Uniform Securities Agent State Law Examination
    2016-08-03
Other Names
  • Theresia Ennen
  • Theresia Magdelena Metzen
  • Theresia Magdalena Ennen

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor