Theresia Magdalena Ennen-Herrmann

Employer firm

Steward Partners Investment Advisory, LLC CRD 283004

$36.7B regulatory AUM 9,667 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• FINANCIAL CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 05/2017
  Steward Partners Global Advisory, Llc
  New York, NY
• 04/2016 → 05/2022
  Raymond James Financial Services, Inc.
  New York, NY
• 04/2016 → Present
  Steward Partners Global Advisory, Llc
  New York, NY
• 04/2016 → 05/2017
  Steward Partners Global Advisory, Llc
  New York, NY
• 09/2017 → Present
  Steward Partners Investment Advisory, Llc
  New York, NY
• 05/1999 → 05/2022
  Raymond James
  Meerbusch, DE
• 05/2022 → Present
  Steward Partners Investment Solutions, Llc
  New York, NY

Other Businesses

(1)Name of Business: n/a Address: 8 Mitchell Ave, South River,, NJ, 08882, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (2)Name of Business: Steward Partners Investment Advisory LLC Address: 140 E 45th St Fl 36, New York, NY, 10017, United States Activity Type: Independent RIA Position/Title: Other Investment Related: Yes Start Date: 04/06/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor and Assistant

Exams

• S66 Uniform Combined State Law Examination
  2017-09-11
• S63 Uniform Securities Agent State Law Examination
  2016-08-03

Other Names

• Theresia Ennen
• Theresia Magdelena Metzen
• Theresia Magdalena Ennen