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Christopher Mark Oconnor

Oppenheimer & Co. Inc.

Red Bank, NJ

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2012-07-13
  • NJ RA
    APPROVED
    Since 2012-07-13

Branch Locations

3 Harding Road, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Inc Red Bank NJ 07/2012 Present
Previous Registrations
  • 2009-06-01 → 2012-07-17
    Morgan Stanley
    Red Bank, NJ
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Red Bank, NJ
  • 2006-06-23 → 2007-04-02
    Morgan Stanley Dw Inc.
    Red Bank, NJ
  • 2006-02-21 → 2006-07-13
    Citigroup Global Markets Inc.
    Shrewsbury, NJ
    New York, NY
  • 2002-05-02 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Shrewbury, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-10-22
S63 Uniform Securities Agent State Law Examination 1993-10-14
  • S65 Uniform Investment Adviser Law Examination
    1993-10-22
  • S63 Uniform Securities Agent State Law Examination
    1993-10-14

View on SEC IAPD

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Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ
IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

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