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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-09-10 |
Branch Locations
6370 Normandy Street, Saginaw, MI 48638 • United States
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Finanical Corporation | Ann Arbor | MI | 08/2003 | Present |
| Sigma Planning Corp. | Ann Arbor | MI | 09/2024 | Present |
1. ASI - ADMINISTRATION SPECIALIST, INC. TPA FIRM - DOES ADMINISTRATION OF 401(K) PENSION PLANS. PERFORMING TEST, FILING 5500S & OTHER RELATED ADMINISTRATION REQUIREMENTS. 20 HOURS 15,000, BECAME PART OWNER IN 2011 IN ASI (TPA FIRM) 49% OWNER 2. INVESTECH: FIXED PRODUCTS- TERM LIFE INSURANCE 3. Bob Johnson & Associates, LTD - Financial Services, Saginaw, MI. Sells fixed products. Start date: 1/1/96, approx. 35-40 hrs/mo. INV REL: Y
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-19 |
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